Soft dollar

Results: 196



#Item
31Financial services / Funds / Institutional investors / Private equity / Hedge fund / Soft dollar / Management fee / Stock fund / Net asset value / Financial economics / Investment / Finance

Microsoft Word - Complaint v.7 FINAL

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Source URL: www.sec.gov

Language: English - Date: 2014-09-08 12:54:19
32Financial services / Funds / Financial adviser / Hedge fund / Registered Investment Advisor / U.S. Securities and Exchange Commission / Soft dollar / Collective investment scheme / Exchange-traded fund / Financial economics / Investment / Finance

O’Connor Wealth Management, L.L.C. Form ADV Part 2A - Disclosure Brochure Effective January 29, 2014 This Disclosure Brochure provides information about the qualifications and business practices of O’Connor Wealth Ma

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Source URL: www.oconnorwealthmgt.com.

Language: English - Date: 2014-02-03 14:14:13
33Soft dollar / Business / U.S. Securities and Exchange Commission / Broker-dealer / Financial services / Finance / Financial economics

Ohio Public Employees Retirement System Soft Dollar Policy February 2014 TABLE OF CONTENTS I.

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Source URL: www.opers.org

Language: English - Date: 2014-02-26 10:25:37
34Financial markets / Financial services / Investment / Registered Investment Advisor / Financial adviser / Real estate broker / Soft dollar / Financial planner / Broker-dealer / Financial economics / Business / Finance

PART 2A of FORM ADV FIRM BROCHURE

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Source URL: www.cyberdriveillinois.com

Language: English - Date: 2012-03-02 10:03:25
35Broker-dealer / Fixed income market / Soft dollar / Broker / Finance / Business / Net capital rule / Financial services / Occupations / Financial economics

Ohio Public Employees Retirement System Broker-Dealer Policy February 2014 TABLE OF CONTENTS I.

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Source URL: www.opers.org

Language: English - Date: 2014-02-26 15:47:44
36Employee Retirement Income Security Act / Financial economics / Personal finance / Defined benefit pension plan / Employee Benefits Security Administration / Employee benefit / Defined contribution plan / Nonqualified deferred compensation / Pension Benefit Guaranty Corporation / Employment compensation / Pension / Economics

Federal Register / Vol. 62, No[removed]Friday, August 8, [removed]Notices Benefit Plans With an Emphasis on Small Business Concerns and on Soft Dollar/Commission Recapture. In addition, the Council will be updated on activi

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Source URL: www.dol.gov

Language: English - Date: 2011-03-18 12:29:00
37Financial services / Soft dollar / Business / Money / Investment Policy Statement / Late-2000s financial crisis / Investment management / Finance / Investment / Financial economics

10 Most Common Deficiencies Among Portfolio Managers

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 18:32:22
38Financial services / Business / Soft dollar / Canadian law / Hedge fund / Canadian securities regulation / Financial economics / Finance / Investment

AUGUST[removed]Securities Law Update CSA propose stiffer rules on soft dollar arrangements and

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Source URL: www.stikeman.com

Language: English - Date: 2007-02-26 16:16:10
39Employee Retirement Income Security Act / Financial economics / Personal finance / Defined benefit pension plan / Employee Benefits Security Administration / Employee benefit / Defined contribution plan / Nonqualified deferred compensation / Pension Benefit Guaranty Corporation / Employment compensation / Pension / Economics

Federal Register / Vol. 62, No[removed]Friday, August 8, [removed]Notices Benefit Plans With an Emphasis on Small Business Concerns and on Soft Dollar/Commission Recapture. In addition, the Council will be updated on activi

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Source URL: www.dol.gov

Language: English - Date: 2011-03-18 12:29:00
40Consumer price index / Soft matter / Adjustment / United States dollar / Conversion factor / Diesel fuel / Gallon / Price indices / Measurement / Statistics

Section[removed]Fuel Adjustment[removed]DESCRIPTION. Fuel Adjustment (FA) is an adjustment to monthly progress payments for cost changes in diesel fuel used on specific items of work identified[removed]

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Source URL: www.iowadot.gov

Language: English - Date: 2013-09-03 11:14:31
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